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These advisors have identified their practice as specializing to some degree in the analysis and selection of closed-end funds.

Before you select an advisor you should have a thorough discussion regarding fees, professional accreditations and expectations. Many experts recommend that you also ask for references and speak with other investors served by a prospective advisor. Only once you are satisfied that you are fully aware of the credentials of an advisor, should you make a decision to invest with an advisor.

Chris M. Hagen

Sloan-Hagen Group at McDonald and Barranco Capital Wealth Management
350 Leavell Circle
Montgomery, AL 36117
Phone: (334) 386-4552
Web: www.mbcapitalwealth.com
Email: chris.hagen@lpl.com

Bo Flanders

Flanders Financial
3057 Lorna Rd., Suite 103
Hoover, AL 35216
Web: www.flandersfinancial.com
Email: flanders@1dbdirect.com

Mark Roberts

Financial Advisor
Wachovia Securities
400 Meridian, Suite 201
Huntsville, AL 35801
Web: www.home.wachoviasecurities.com/mark.roberts
Email: mark.roberts@wachoviasec.com

Don Johnson

SunAmerica Securities
2944 Pelham Pkwy
Pelham, AL 35124
Web: www.retirement-specialists.com
Email: don@retirement-specialists.com

Mike Grace

Bandy, Nystrom and Associates
3291 S Thompson, Suite H-104
Springdale, AR 72764
Email: mgrace372@yahoo.com

Thomas G. Gammill

Thomas Gammill & Co., LTD.
5026 Old Greenwood Street
Fort Smith, AR 72903
Web: www.gammillcpa.com
Email: tgammill@gammillcpa.com

Christopher Brereton

SagePoint Financial
14646 N. Kierland Blvd., Suite 230
Scottsdale, AZ 85254
Web: www.breretonrichards.com
Email: c.brereton@sagepnt.com

Christopher Hoe

CCM, CRPC
Financial Consultant
AG Edwards & Sons, Inc.
12515 W Bell Rd., Suite 100
Surprise, AZ 85374
Web: www.agedwards.com/fc/christopher.hoe
Email: christopher.hoe@agedwards.com

Alan F. Willenbrock

CFA - Vice President, Financial Advisor
Morgan Stanley
7175 North Pima Canyon Drive
Tucson, AZ 85718
Phone: 520-519-2300
Web: morganstanleyfa.com/alan.willenbrock
Email: alan.willenbrock@morganstanley.com

Brett Andrews

CWS, CExP?, CEPA
Fortress Financial Strategies
20325 N 51st Ave
Ste 134
Glendale, AZ 85308
Phone: 623-255-5180
Web: www.fortressfinancialstrategies.com
Email: brett@thefortresscompanies.com

Max J. Safdie

Sr. Financial Advisor, Consultant
Union Capital
6407 E. Grant Rd
Tucson, AZ 85715
Phone: 520-664-2001
Web: unioncapital.com
Email: msafdie@unioncapital.com

Vincent Esparza

CFP, CLU
American Portfolios Financial Services
18819 North Third Drive
Phoenix, AZ 85027
Email: vecfp@vincentesparza.com

Paul R. Burns

MSFS, CLU, ChFC, AEP, CEBS, CAP, AAMS
Southwest Wealth Advisory Group, LLC
426 N. 44th Street
Suite 115
Phoenix, AZ 85008
Phone: 602-931-4450
Web: southwestwealth.com
Email: paul@southwestwealth.com

Bob Rittel

Financial Consultant
A. G. Edwards
10101 West Bell Road, Suite 100
Sun City, AZ 85351-1277
Web: www.agedwards.com/fc/bob.rittel
Email: bob.rittel@agedwards.com

Bradley E. Hughs

Financial Planner
Southwest Wealth Advisory Group, LLC
426 N 44th Street
Suite 115
Phoenix, AZ 85008
Phone: 602-931-4450
Web: southwestwealth.com
Email: brad@southwestwealth.com

Stephen D. Bull

ChFC, Managing Partner
Verus Capital Partners, LLC
14256 North Northsight Boulevard
Suite 110
Scottsdale, AZ 85260
Email: sbull@VerusCapitalPartners.com

Nicholas Healy

CFA, CFP, EA
Sunrise Wealth Management, LLC
5151 E. Broadway Boulevard
Suite 1600
Tucson, AZ 85711
Phone: 520-399-7477
Web: sunrisewm.com
Email: nhealy@sunrisewm.com

Karen L. Justice

ChFC, CLU, MSFS
Justice Financial Advising, Inc.
226 Tombstone Canyon
PO Box 1894
Bisbee, AZ 85603
Phone: 520-432-6680
Web: www.justicefinancial.net
Email: clarityisbrief@cableone.net

Paulo Moraes

Moraes & Cassidy Group, LLC
7 Mount Lassen Drive
C152
San Rafael, CA 94903
Phone: 415-785-4867
Web: moraescassidygroup.com
Email: paulo.moraes@lpl.com

Ryan Cassidy

Moraes & Cassidy Group, LLC
7 Mount Lassen Dr.?C152
San Rafael, CA 94903
Web: www.moraescassidygroup.com/
Email: ryan.cassidy@lpl.com

William C. O'Connor

MS, CFP, EA
Applied Financial Planning
100 Pacifica
Suite 400
Irvine, CA 92618
Phone: 714-929-7420
Web: appliedfinancialplanning.com
Email: william.oconnor@lpl.com

William Noonan

Ameriprise Financial Services, Inc
8910 University Center Lane
Suite 200
San Diego, CA 92122
Phone: 858-795-2327
Web: www.ameripriseadvisors.com/william.noonan
Email: william.noonan@ampf.com

James Ellis

J.K.R. & Company Inc.
7136 Haskell Avenue, Suite 101
Van Nuys, CA 91406
Web: www.retirement-planning.com
Email: rpa@retirement-planning.com

Allan W. Moskowitz

CFP, AIF
Transformative Wealth Management, LLC
6317 Fairmount Ave
El Cerrito, CA 94530
Phone: 810-524-5500
Web: transformativewealthmgmt.com
Email: allan@transformativewealthmgmt.com

M. Benay Curtis-Bauer

Alamo Capital
1777 Botelho Drive, Suite 375
Walnut Creek, CA 94596-5041
Web: www.alamocapital.com
Email: bcurtisbauer@alamocapital.com

Easan Katir

2419 Evenstar Lane
Davis, CA 95616
Email: easan@pacbell.net

Nick Krsnich

JMN Investment Management
3801 PGA Boulevard
Suite 600
Palm Beach Gardens, CA 33410
Phone: 561-410-5815
Web: www.jmninvestment.com
Email: nkrsnich@jmnfinancial.com

Janet L. Barr

ChFC, CLU, MS
Collaborative Financial Solutions, LLC
5266 Hollister Ave
#220, Building B
Santa Barbara, CA 93111
Phone: 805-965-0101
Web: janetbarrcfs.com
Email: janet@janetbarrcfs.com

Ian D. Bishop

MSF, ChFC, CMFC
Ameriprise Financial Services, Inc.
440 N Mountain Ave
Suite 313
Upland, CA 91786
Phone: 909-608-0588
Web: ameripriseadvisors.com/ian.d.bishop
Email: ian.d.bishop@ampf.com

Mark Lamb

Western International Securities
70 S Lake Ave
Pasadena, CA 91101
Phone: 650-796-4949
Web: www.wisdirect.com
Email: mlamb@wisdirect.com

John Luse

Registered Investment Advisor
PortfolioRx
5015 Birch St., Suite 114
Newport Beach, CA 92660
Web: www.portfoliorx.org
Email: john_luse@sbcglobal.net

Mark D. Elliott

Registered Investment Advisor, President
Elliott Asset Management
2835 Camino del Rio South, Suite 350
San Diego, CA 92108
Email: mark@elliottam.com

Scott E. Teter

AmeriFlex Financial Services
15 W. Carillo Street
Suite 252
Santa Barbara, CA 93101
Phone: 805-879-7550
Web: ameriflex.com/wealth-management-teams/california/team-santa-barbara-downtown
Email: scott.teter@ameriflex.com

Tim Taschler

CFP
Sprott Global Resource Investments LTD
1910 Palomer Point Way
Suite 200
Carlsbad, CA 92008
Phone: 800-477-7853
Web: sprottglobal.com
Email: ttaschler@sprottglobal.com

David Kamholtz

Ameriprise Financial
6355 Topanga Canyon Boulevard
Suite 505
Woodland Hills, CA 91367
Phone: 310-745-2007
Email: david.s.kamholtz@ampf.com

Dean Erickson

CFA
Bionic Capital LLC
11620 Wilshire Blvd.
Suite 900
Los Angeles, CA 90025
Phone: 310-734-8500
Web: BionicCapital.com
Email: dean@bioniccapital.com

Greg O'Donnell

O'Donnell Financial Group
1101 5th Ave
San Rafeal, CA 94901
Phone: 415-758-6331
Web: odfigroup.com
Email: greg@odfigroup.com

Donald Steinmann

MBA
Advanced Financial Management
6320 Canoga Ave.
#1500
Woodland Hills, CA 91367
Phone: 818-700-1292
Web: afminvestments.com
Email: don@afminvestments.com

George K. Mortimore

Sentra Securities Corp.
2406 Blackstone Dr.
Walnut Creek, CA 94598
Email: gma123@msn.com

John E. Draper

Jr., MBA,
Sr. Vice President - Investments
Wachovia Securities - Draper Wealth Management
24431 Calle De La Louisa, Suite 100
Laguna Hills, CA 92653
Web: www.drapergroup.wbsec.com
Email: jdraper2@wachoviasec.com

David Fabian

FMD Capital Management, LLC
One Park Plaza
Suite 600
Irvine, CA 92614
Phone: 888-823-8111
Web: www.fmdcapital.com
Email: david@fmdcapital.com

Michael P. Farah

RIA
Farah Advisory Services
369 San Miguel Drive. Ste. 350
Newport Beach, CA 92660
Web: www.farahas.com
Email: mike@farahas.com

John Weinstein, CFP, MBA

Decision Investments
4445 Eastgate Mall
Suite 200
San Diego, CA 92121
Phone: 858-812-3027
Web: decisioninvestments.com
Email: John@DecisionInvestments.com

Thomas Lam

Fabian Wealth Strategies
3070 Bristol, suite 610
Costa Mesa, CA  92626
Phone: 800-391-1118 x287
Web: www.fabianwealth.com
Email: thomas@fabianwealth.com

John H. Bishop

CPA
Wellington Capital Advisors, LLC
1 Market Street
Suite 3600
San Francisco, CA 94105
Web: http://wellington.capital
Email: john.bishop@wellington.capital

Max J. Safdie

Sr. Financial Advisor, Consultant, RIA
Union Capital
264 Morning Sun Avenue
Mill Valley, CA 94941
Phone: 415-235-6622
Web: unioncapital.com
Email: msafdie@unioncapital.com

James Brost

CFP
Intelligent Investment Management, LLP
150 E. 9th Street
Suite 333
Durango, CO 81301
Phone: 970-403-1234
Web: intelligentim.com
Email: jbrost@intelligentim.com

David L. Kaiser

ChFCR, President
Pinnacor Financial Group, Inc.
3801 East Florida Ave., Suite 400
Denver, CO 80210
Web: www.pinnacorfinancial.com
Email: dlkaiser@pinnacorfinancial.com

Steve Booren

Prosperion Financial Advisors
8400 East Prentice Avenue
Suite 1125
Greenwood Village, CO 80111
Phone: 303-793-3202
Web: prosperion.us
Email: steve.booren@lpl.com

Steve Wheeldon

CFP, Registered Investment Advisor
Intelligent Investment Management, LLP
150 E. 9th St., Suite 333
Durango, CO 81301
Web: www.intelligentim.com
Email: swheeldon@intelligentim.com

Jerry Paul

CFA
ICON Bond Fund (IOBZX)
5299 DTC Boulevard
Suite 1200
Greenwood Village, CO 80111
Phone: 303-328-9232
Web: iconadvisers.com
Email: jpaul@iconadvisers.com

Jon Zeschin

CFP
Essential Investment Partners, LLC
1777 South Harrison Skydeck
Denver, CO 80210
Web: www.essentialadvisors.com
Email: jzeschin@essentialinvestment.com

Mark Goddard

CFP
Goddard Company
2707 Fieldstone
Fort Collins, CO 80525
Email: goddardco@msn.com

Alan Chris Doyle

Registered Prinicipal
SunAmerica Securities, Inc. Member N.A.S.D., S.I.P.C.
524 30 Road, Suite #6
Grand Junction, CO 81504
Email: claymore@I70West.com

Joel M. Kosovsky

CPA/PFS, CFP
Horizon Financial Advisors LLC
270 Farmington Ave.
Suite 207
Farmington, CT 06032
Web: www.kpco-cpa.com
Email: joelk@kpco-cpa.com

Ken Harper

Booth Financial Associates
200 Connecticut Avenue
Norwalk, CT 06854
Phone: (845) 661-4493
Email: putnamken@yahoo.com

Robert Sartori

Associate Vice President - Investments
Morgan Stanley Smith Barney
5 Fort Rachel Place
Mystic, CT 06355
Email: robert.sartori@morganstanley.com

Jack Adie

Financial Advisor
Wachovia Securities, LLC
185 Asylum Street
Hartford, CT 06103
Email: john.adie@wachoviasec.com

Robert A. States

Triple Check Financial Services
11 South Main St.
Marlborough, CT 06447
Email: rstates@aol.com

Albert Sebastian, CFA

Prospect Advisors LLC
1450 Washington Blvd Suite 1203 South
Stamford, CT 06902
Phone: 203-388-8712
Email: al@prospectadvisorsllc.com

John H. Diamond

Vice President - Investments
Wachovia Securities
1133 Connecticut Ave., NW
Washington, DC 20036-4305
Web: JohnDiamond.wbsec.com
Email: john.diamond@wachoviasec.com

Bruce J Tuinier

Director-Investments
Oppenheimer & Co.Inc
2000 K Street NW, 8th Floor
Washington, DC 20006
Email: bruce.tuinier@opco.com

Kris A. Persinger

CFP, Financial Advisor
Persinger Planning, LLC
4360 Van Ness St NW
Washington, DC 20016
Email: kris@persingerplanning.com

Paul S. Baumbach

CFA, ChFC
Mallard Advisors, LLC
273 East Main Street, Suite E
Newark, DE 19711
Web: www.mallardadvisors.com
Email: paul@mallardadvisors.com

Daniel J. Reisinger

CLU, ChFC
Mariner Financial Services
220 Continental Drive, Suite 202
Newark, DE 19713
Email: finsrv@aol.com

David J. Strohecker

CFP(r)
D2 Capital Management, LLC
9951 Atlantic Blvd. Suite 169
Jacksonville, FL 32225
Web: www.d2-cm.com
Email: dave@d2-cm.com

Brigitta Herzfeld

Thomas J. Herzfeld Advisors, Inc
119 Washington Avenue
Suite 504
Miami Beach, FL 33139
Web: www.herzfeld.com
Email: info@herzfeld.com

Carl F. von dem Bussche

CFP
Financial Guidance Group, Inc.
788 Samantha Drive
Palm Harbor, FL 34683
Web: www.financialguidancegroup.com
Email: carl@financialguidancegroup.com

Jane Marchand

Marchand Faries Financial Mgmt., Inc.
921 Montego Road West
Jacksonville, FL 32216
Web: www.mffm.com
Email: mffminc@aol.com

Mark W. Fleming

LUTCF, RIA
Flemington Financial Group
14705-B N. Spur Drive
N. Miami Beach, FL 33161
Email: flemingtongroup@aol.com

F. Jay Meistrell III

Financial Advisor
Wachovia Securities
690 Lincoln Road
Suite 202
Miami Beach, FL 33138
Email: jmeistrell@wachoviafinet.com

Mike Lynch

CFP
Money Matters of America
300 S. Pine Island Road, Suite 315
Plantation, FL 33324
Web: www.MoneyMattersofAmerica.com
Email: mike@moneymattersofamerica.com

Alexander T. Padilla

Sr.
Waterford Investor Services, Inc.
5331 Commercial Way, Suite #208
Spring Hill, FL 34606
Email: apadilla@waterfordinvestors.com

Heather McCurley-Noyes

CFP, Vice President-Investments
Compass Point Wealth Management of Raymond James & Associates Inc.
2420 Jenks Avenue, Suite B4
Panama City, FL 32405
Web: www.compasspointwealth.com
Email: Heather.Noyes@raymondjames.com

John Maffei

CIO
MFM Capital Management, Inc.
1300 N. Semoran Blvd Suite 100
Orlando, FL 32807
Web: www.mfmfinancial.com
Email: jmaffei@mfmfinancial.com

Trigg Kuhn

CFP
Raymond James & Associates, Inc.
1421 Pine Ridge Road, #300
Naples, FL 34109
Web: www.raymondjames.com
Email: trigg.kuhn@raymondjames.com

Dano LoPresti

CFP, ChFC
J.P. Morgan Chase Bank
1990 W. New Haven Ave.
Ste 101
Melbourne, FL 32904

Mark A. Orlinsky

BCE
On-The-Mark Financial Services
10097 Cleary Blvd., Suite 351
Plantation, FL 33324
Email: Morlinsky@investorscapital.com

Leo D. Boisvert

MBA, CIMA
Private Wealth Consultants
12590 Whitehall Drive
Suite 2
Fort Myers, FL 33907
Web: www.mypwc.net
Email: leo@mypwc.net

Margaret R. McDowell

ChFC, AIF
Arbor Wealth Management, LLC
8955 Emerald Coast Parkway
Suite 104
Miramar Beach, FL 32550
Web: www.arborwealth.net
Email: mmcdowell@arborwealth.net

Donna L. Jordan

CFP, AIF, CLU
Money Professionals, LLC, A "Fee Only" RIA Firm
625 East Romana Street
Pensacola, FL 32502
Email: djordan@moneyprofessionals.net

Benny M. Turner


Investment Advisor Representative
Turner Financial Group, Inc.
4655 Woodbine Road
Pace, FL 32571
Email: advisor@bturnerfinancial.com

Curtis L. Lyman

President & CEO
Alpha Fiduciary Wealth Management
11025 RCA Center Drive, Suite 102
Palm Beach Gardens, FL 33410
Web: www.alphafwm.com
Email: clyman@alphafwm.com

Lewis Stein

Financial Advisor
Newbridge Securities Corporation
5200 Town Center Circle
Tower 1, Suite 201
Boca Raton, FL 33486
Web: www.newbridgesecurities.com
Email: lstein@newbridgesecurities.com

Jason E. Hughes

Financial Advisor
Morgan Stanley
240 South PIneapple Avenue
Fifth Floor
Sarasota, FL 34236
Email: jason.e.hughes@morganstanley.com

Jack D. Brown

CFA
Aviance Capital Partners
2180 Immokalee Road, #301
Naples, FL 34110
Phone: 239.598.4747
Web: www.aviancecapitalpartners.com
Email: jdbrown@aviancepartners.com

Jon White

Chief Investment Officer
Beacon Hill Financial
644 Hearthglen Blvd.
Winter Garden, FL 34787
Web: www.bhfonline.com
Email: jwhite@bhfonline.com

John Dondero

NettWorth Financial Group
236 Canal Blvd.
Suite 1
Ponte Vedra Beach, FL 32082
Phone: 904-834-2998
Web: http://www.nettworth.net/
Email: jdondero@nettworth.net

Byron Studdard

1990 Main Street
750
Sarasota, FL 34236
Phone: (941)228-1016
Email: Byron@StuddardFinancial.com

Roger Budd

CFP
Raymond James Financial Services
3811 Frederica Road
St. Simons Island, GA 31522
Phone: 912-261-4769
Web: pentaswealth.com/member/roger-budd
Email: roger.budd@raymondjames.com

Kim Coggins

Wells Fargo Advisors, LLC
950 East Paces Ferry Road
Atlanta, GA 30326
Phone: 404.365.4981
Web: wfadvisors.com
Email: Kim.coggins@wfadvisors.com

Mitchell Reiner

Investment Advisor
Capital Investment Advisors
200 Sandy Springs Place #300
Atlanta, GA 30328
Web: www.yourwealth.com
Email: mitchell.reiner@yourwealth.com

Andrew Toering

CFP, Assistant Vice President - Investments
Wells Fargo Advisors
2140 Highway 20/81W
McDonough, GA 30253
Email: Andrew.Toering@wellsfargo.com

Stephen F. Molyneaux

MBA
Hanover Advisors, Inc.
115 Perimeter Center Place
Suite 825
Atlanta, GA 30346
Web: www.hanoveradvisorsinc.com
Email: smolyneaux@gmail.com

Christopher M. Hoover

Financial Advisor
Edward Jones Investments
444 Johnny Mercer Blvd, Suite C
Savannah, GA 31410
Web: www.edwardjones.com
Email: chris.hoover@edwardjones.com

Widmark "Mark" Cano

Registered Representative, Investment Advisor Representative
PlanMember Securities
280 Boca Ciega Ct
Johns Creek, GA 30097
Web: http://www.planmember.com/wcano
Email: widmark.cano@gmail.com

George David Fritts

Financial Advisor
Ameriprise Financial Services, Inc.
8300 Dunwoody Place Ste 240
Atlanta, GA 30350
Web: www.ameripriseadvisors.com/george.d.fritts/
Email: george.d.fritts@ampf.com

Richard H. Gilmore

Sr. Vice President
Morgan Keegan & Company, Inc.
3050 Peachtree Rd. N.W., Suite 600
Atlanta, GA 30305
Web: www.morgankeegan.com/mk/fa/richardgilmore
Email: richardgilmore@aol.com

Roger Green

MSFS, CFS, BCM, CSA, ChFC, AEP
3700 Crestwood Pkwy. Suite 140
Duluth, GA 30096
Web: www.rogersgreen.com
Email: roger.green@rogersgreen.com

Adam B. Obrecht

AO Wealth Advisor
4501 NW Urbandale Drive
suite 200
Urbandale, IA 50263
Web: http://www.aowealthadvisory.com/
Email: aobrecht@aowealthadvisory.com

Jeffry J. Fruchtenicht

CFP
Investment Center
231 First Street East
Independence, IA 50644
Phone: 319-334-7091
Web: http://www.investmentcenter-inc.com
Email: jjfruchtenicht@unitedplanners.com

Brian M. Benest

Financial Consultant
Wells Fargo Private Client Services
101 Third Avenue SW
Cedar Rapids, IA 52404
Email: brian.m.benest@wellsfargo.com

Ann Vanengelenburg

Investment Center
110 E 2nd St
Sumner, IA 50674
Phone: 563-578-1309
Web: http://www.investmentcenter-inc.com/
Email: alvanengelenburg@unitedplanners.com

Kenneth Rosenbach

King Muir Fund Advisors, LLC
150 North Michigan Ave
Suite 1250
Chicago, IL 60601
Phone: (312) 624-9244
Web: www.kingmuirllc.com
Email: ken@kingmuirllc.com

Rod Loewenthal

UBS Financial Services
One Northbrook Place
5 Revere Drive
Northbrook, IL 60062
Phone: 847-498-7802
Web: http://financialservicesinc.ubs.com/team/theloewenthalgroup/
Email: rod.loewenthal@ubs.com

Patrick Galley

CIO
Rivernorth Capital Management
325 N. LaSalle Street
Ste. 645
Chicago, IL 60610
Web: www.rivernorth.com
Email: pgalley@rivernorth.com

Chad Coe

Coe Financial Group
1121 Lake Cook Road
Ste. P
Deerfield, IL 60015
Web: www.coefinancial.com
Email: chad@coefinancial.com

Maury Fertig

Relative Value Partners, LLC
1033 Skokie Blvd.
Suite 150
Northbrook, IL 60062
Web: www.rvpllc.com
Email: mfertig@relativevaluepartners.com

Robert Huffman

Relative Value Partners, LLC
1033 Skokie Blvd.
Northbrook, IL 60062
Web: www.rvpllc.com
Email: bhuffman@relativevaluepartners.com

Steven Diamond

Wintrust Wealth Management
231 South LaSalle Street
13th Floor
Chicago, IL 60604
Web: https://www.wintrustwealth.com/
Email: sdiamond@wintrustwealth.com

Harold L. Rosenblume

CIMA
Sound Investment Group
3000 Woodcreek Drive
Suite 210
Downers Grove, IL 60515
Phone: (630) 748-8952
Web: http://www.soundinvestgroup.com/team/hal-rosenblume
Email: hal.rosenblume@lpl.com

Robert W. Hanson

Jr., CFP, MS
Vermillion Financial Advisors
16 Executive Court
Suite 3
South Barrington, IL 60010
Web: www.vermillionfinancial.com
Email: rhanson@vermillionfinancial.com

Brian Schumucker

CEO
RiverNorth Capital Management
325 North LaSalle St.
Suite 645
Chicago, IL 60654
Web: www.rivernorth.com
Email: bschmucker@rivernorth.com

Ron Endsley

First Vice President
Merrill Lynch
1823 South Neil St
Suite 101
Champaign, IL  61820
Phone: 800-699-6068

William E. Gleason

Jr., CFP, VP/Investments
Morgan Stanley
1806 Fox Dr
Champaign, IL 61820
Phone: (217) 351-3622
Web: http://www.morganstanleyfa.com/william.gleason/

Mathew Endsley

Merrill Lynch
1823 South Neil St
Suite 101
Champaign, IL 61820
Web: https://fa.ml.com/illinois/champaign/ronald.endsley/

David M. Phipps

CPA
Phipps Wealth Management LLC
1601 Lafayette
Mattoon, IL 61938
Phone: (217) 235-0353
Web: http://www.mycwmusa.com/team/david-phipps
Email: david.phipps@lpl.com

David L. Dosik

MJ Financial Advisors, Inc.
2642 Farnsworth Lane
Northbrook, IL 60062
Web: www.mjfinancial.net
Email: ddosik@mjfinancial.net

John Garven

Benico, Ltd.
11715 E. Main St.
P.O. Box 8
Huntley, IL 60142
Web: www.benicofinancial.com
Email: john.garven@benico.com

Andrew Bloom

Wunderlich Securities
200 West Madison Street
Suite 2950
Chicago, IL 60606
Web: http://wunderlichsecurities.com/abloom/Profile
Email: abloom@wundernet.com

Ryan N. Perkins

CFP
Ameriprise Financial Services, INC.
9017 Coldwater Rd
Ste. 350
Fort Wayne, IN 46825
Web: www.ryanperkinscfp.com
Email: ryan.n.perkins@ampf.com

Jack R. Perry

Jr., CFP, AIF, PPC
Perry Wealth Management
8888 Keystone Crossing
Suite 1300
Indianapolis, IN 46204
Phone: 317.575.4062
Email: jack@perrywealthmanagement.com

Brett D. Guiley


Associate Vice President, Investments
Cornerstone Capital Advisors of
Raymond James & Associates

2519 E. Main St., Suite 203
Richmond, IN 47374
Web: www.cornerstonecapitaladvisors.com
Email: brett.guiley@raymondjames.com

Eric Zebrauskas

Zebra Financial
142 North 10th
Noblesville, IN 46060
Web: www.zebrafinancial.net
Email: eric@zebrafinancial.net

Tad A. Majerek

MBA, CRPC, AAMS, CWM
Compass Financial Advisors, LLC
340 Columbia Place
South Bend, IN 46624
Web: www.compassadvisor.com
Email: tmajerek@cassady.net

Tony Pulley

Investment Center at Crossroads Bank
1205 N. Cass St.
Wabash, IN 46992-0259
Phone: 260-563-4619
Web: www.investcrossroads.com
Email: tpulley@investcrossroads.com

Jason Souder

Compass Financial Advisors
9933 DuPont Circle Drive West
Suite 100
Fort Wayne, IN 46825
Phone: (260) 469-3588
Web: http://compassadvisor.com
Email: jsouder@compassadvisor.com

William O. Wright

CFP
Guidance Financial Consultants, Inc.
9390 E. Center
#102
Wichita, KS 67206
Web: www.gfcwow.com
Email: advisors@gfcwow.com

Matt Malone

SagePoint Financial, Inc.
516 State Street
Augusta, KS 67010
Web: www.kansasretirement.net
Email: mmalone@sagepointadvisor.com

Gregory C.B. Greenberg

CFP
H&R Block Financial Advisors, Inc.
8651 W. 135th Street
Overland Park, KS 66223
Web: www.hrblock.com
Email: ggreenberg@hrblock.com

Lee Helmers

CFP
Helmers Gatterdam LLC
836 Euclid Avenue, Suite 303
Lexington, KY 40502
Web: www.helmersgatterdam.com
Email: helmers@helmersgatterdam.com

Peter Emil

III
Independent Investing
The Summit, 4350 Brownsboro Road
Suite 110
Louisville, KY 40207
Email: epeter2014@gmail.com

L. Richard May

Vice President
Morgan Keegan & Co., INC.
400 West Market St.
STE 2100
Louisville, KY 40202
Email: Richard.May@morgankeegan.com

J. Bryan Fazenbaker

CFA, CEA
Raymond James Financial Services, Inc.
145 East Center, Suite 1F
Madisonville, KY 42431
Web: www.rjmadisonville.com
Email: bryan.fazenbaker@raymondjames.com

W. Morris Inabnet

Jr.
Wealth Advisors, Inc.
641 Olive Street
Shreveport, LA 71104
Web: www.wealthadvice.com
Email: morris@wealthadvice.com

William Willes

C/O Spinosa Wealth Management
4565 LaSalle St.
Suite 201
Mandeville, LA 70471
Web: www.spinosaWMG.com
Email: William.Willes@SpinosaWMG.com

Peter C. Borrello

CPA
BPL&B Financial Group, L.L.C.
815 E. Prudhomme Lane
Opelousas, LA 70570
Web: bplb.com
Email: pcborrello@bplb.com

Craig C. Babineaux

CPA
BPL&B Financial Group, L.L.C.
P.O. Box 61400
Lafayette, LA 70596
Web: bplb.com
Email: ccbabineaux@bplb.com

S. Scott Soileau

CPA
BPL&B Financial Group, L.L.C.
122 E. Fifth St.
Crowley, LA 70526
Web: bplb.com
Email: sssoileau@bplb.com

Kenneth R. Dugas

CPA
BPL&B Financial Group, L.L.C.
122 E. Fifth St.
Crowley, LA 70526
Web: bplb.com
Email: krdugas@bplb.com

David Keefe

Keefe & Company
800 South Street
Suite 615
Waltham, MA 02453
Email: dfkeefe4@ft.newyorklife.com

Raymond C. Julian

CFP
Winslow Evans & Crocker, Inc.
175 Federal Street
Boston, MA 02110
Email: rjulian@e-winslow.com

Heydon Traub

Traub Capital Management, LLC
97 Chapel Street, 2nd Floor
Needham, MA 02492
Web: www.traubcapital.com
Email: h.traub@traubcapital.com

Michael S. Reiter

Wealth Consultant, Insurance Consultant
LPL Financial, Inc.
304 Forest Avenue
Swampscott, MA 01907
Web: www.lpl.com
Email: michael.reiter@lpl.com

Bruce Addison

Managing Director ? Financial Consultant
RBC Wealth Management
80 Washington St., Building J
Norwell, MA 02061
Email: bruce.addison@rbc.com

Kenneth W. Johnson

Capitol Securities Management, Inc.
160 State St., Suite 800
Boston, MA 02109
Web: www.capitolsecurities.com
Email: kjohnson@capitolsecurities.com

Jason M. Pirnie

UBS Financial Services
1099 Hingham Street
3rd Floor
Rockland, MA 02370
Phone: 781-982-3641
Email: jason.pirnie@ubs.com

G. Joseph (Joe) Hayes, Jr.

Plymouth Rock Financial Partners, LLC
15 Caswell Lane
Plymouth, MA 02360
Phone: (508) 830-4641 | (800) 277-7750
Web: plymouthrockfinancial.com
Email: joe.hayes@plymouthrockfinancial.com

Paul F. Buckley

ChFC, CASL
Arlex Wealth Management
485 Mass Ave
Arlington, MA 02474
Phone: 781.652.8163
Web: arlexwealth.com
Email: paul@arlexinsurance.com

Eric Bailey

CFP, CFMC
Bailey Wealth Advisors
8403 Colesville Road
Suite 845
Silver Spring, MD 20910
Phone: 301-585-4700
Web: baileywealthadvisors.com
Email: blair.bryant@lfg.com

Ira Gansler

Managing Director
Ferris, Baker Watts, Inc.
100 Light Street
Baltimore, MD 21202
Web: www.fbw.com

Jeff M. Schumer

CFP,
Vice President, Financial Advisor
Schumer/Grim Group
9690 Deereco Road
Suite 110
Timonium, MD 21093
Web: fa.ml.com/sg_group
Email: jeff_schumer@ml.com

Richard J. Shaker

Ph.D., Principal
Shaker Financial Services, LLC
839 Bestgate Rd, Suite 400
Annapolis, MD 21401
Web: www.shakerfinancial.com
Email: info@shakerfinancial.com

John Austin

Austin Wealth Management
21840 New Hampshire Avenue
Brookeville, MD 20833
Web: www.austinwealthmanagement.com
Email: jra@austinwm.com

Mehmood Nathani

CFA, CFP, Owner/Manager
Altius Financial Advisors, LLC
3 Bethesda Metro Center, #700
Bethesda, MD 20814
Web: www.altiusfin.com
Email: mnathani@altiusfin.com

Gregory S. Horning

SC&H Capital Advisors, Inc.
11311 McCormick Road
Suite 400
Hunt Valley, MD 21031
Web: www.scandh.com
Email: ghorning@scandh.com

George W. King, Jr.

Sr. VP, Investments
Ferris, Baker Watts, Inc.
10500 Little Patuxent Pkw
Suite 630
Columbia, MD 21044
Web: www.financingretirement.com
Email: gking@fbw.com

Christopher Ruspi

President
Applied Financial Wisdom
18301 Mink Hollow Rd
Highland, MD 20777-9605
Web: www.appliedfinancialwisdom.com
Email: christopher.ruspi@LPL.com

William Todd

Harborview Investments/Cantella & Co.
100 Commercial Street
Suite 414
Portland, ME 04110
Web: www.harborviewinvestments.com
Email: wtodd@harborviewinvestments.com

Edward W. Rogers

Jr.
Sr. Vice President
Retirement Plan Advisor
Wealth Advisory Specialist
Smith Barney

465 Congress St.
Portland, ME 04101
Web: fa.smithbarney.com/edrogers
Email: edward.w.rogers@smithbarney.com

Stephen D. Avery

CFS
Lennox Capital Management, LLC
75 Congress Street
Runford, ME 04276
Email: sdavery@lennoxcapital.com

David Cretcher EA

Investment Advisor
Weather Eye Advisors, Inc.
1751 Jason Circle
Rochester Hills, MI 48306
Email: david@weathereyeadvisors.com

James Maendel

Maendel Wealth Management
7 West Square Lake Road
Bloomfield Hills, MI 48302
Phone: 248.982.6148
Web: maendelwealth.com
Email: askmaendelwealth@gmail.com

J. Lawrence Lipton

VP-Wealth Mgmt,
Inv. Mgmt Spec., Financial Advisor
Smith Barney Citigroup
4000 Town Center
Suite 1800
Southfield, MI 48075
Web: www.fc.smithbarney.com/lipton
Email: james.l.lipton@smithbarney.com

Larry Andreano

Associate Director - Investments
Oppenheimer & Company, Inc.
250 Pearl St., N.W.
Grand Rapids, MI 49503
Web: www.opco.com
Email: larry.andreano@opco.com

Mark Minder

Minder Planning Group, LLC
P.O. Box 872
Grand Blanc, MI 48480
Web: www.minderplanninggroup.com
Email: mark.minder@minderplanninggroup.com

Scott T. Schultz

Schultz Investment Advisors
160 E. Grand River Road
Suite B
Williamston, MI 48895
Web: www.schultzinvestmentadvisors.com
Email: scottschultz@cs.com

Michael H. DeLap

MST, CFS
EQUITAS America, LLC
33045 Hamilton Court East
Suite 105
Farmington Hills, MI 48334
Web: www.netxpro.com
Email: mdelap13@aol.com

Bryan S. Foster

MBA
LPL Financial
28411 Northwestern Hwy Ste. 1200
Southfield, MI 48034
Web: bordelovefosterwm.com
Email: bryan.foster@lpl.com

Daniel L. Youngs

HFG Advisors Inc.
P.O. Box 19398
Kalamazoo, MI 49019
Web: www.hfgadvisors.com
Email: dyoungs@hfgadvisors.com

John F. Robbins

MBA, CFP
JFR Financial Services, Inc.
P.O. Box 130
Tronton, MI 48183
Email: jfrfnstuff@aol.com

Andy Matysik

Punch & Associates Investment Management, Inc.
7701 France Avenue South
Suite 300
Edina, MN 55435
Web: www.punchinvest.com
Email: andy@punchinvest.com

David Boniface

President, Registered Principal
Legacy Capital, LLC
255 SE Highway 97
Unit #1A
Forest Lake, MN 55025
Web: www.lpl.com/david.boniface
Email: david.boniface@lpl.com

Mary Kay Meier

Meier Accounting
1001 South Main St.
Sauk Centre, MN 56378
Email: mkmeier@mainstreetcom.com

Dale Hedstrand

Sentra Securities Corp.
2214 5th St.
Suite 1
White Bear Lake, MN 55110
Web: www.focalpointfinancial.com
Email: dale@focalpointfinancial.com

Chuck Barker

Walnut Street Securities, Inc.
602 W. Kirkham Avenue
St. Louis, MO 63119
Email: cbarker@walnutstreet.com

Jeffrey M. Risley

Quantum Portfolio Manager
Wachovia Securities
1350 Timberlake Manor Parkway
Suite 400
Chesterfield, MO 63017
Web: www.wachoviasec.com
Email: jeff.risley@wachoviasec.com

Adrian Freund Stillman

Wachovia Sec/Jacobsmeyer-Stillman Private Investment Adv. Group
1350 Timberlake Manor Parkway
Suite 400
Chesterfield, MO 63017
Web: www.wachoviasec.com
Email: adrian.f.stillman@wachoviasec.com

Eric J. Gervais

Husch Blackwell Sanders LLP
4801 Main St, Suite 1000
Kansas City, MO 64112
Web: www.huschblackwell.com
Email: eric.gervais@huschblackwell.com

Mike Gertsema

Gertsema Wealth Management Group
3727 Gene Field Road
St Joseph, MO 64506
Web: www.gertsemawealthmanagement.com
Email: gertsemam@stifel.com

Steve Dustmann

McCourtney-Breckenridge & Co.
9990 Manchester Road
Suite 200
St. Louis, MO 63122
Email: steve@dustmanngroup.com

Andrew Knutson

Sagepoint Financial
6983 Alisha Drive
Missoula, MT 59803
Phone: 619-465-5442
Web: la-mesa-fa.com
Email: aknutson@sagepointadvisor.com

Phillip Askot

Western International Securities
N/A 
Email: askot@ticon.net

Deep Patel

N/A 

Benjamin Link

Morgan Stanley Global Wealth Management
6805 Morrison Blvd., Ste. 400
Charlotte, NC 28211
Email: benjamin.link@morganstanley.com

Michael T. Brown

President & CIO
Olde Towne Financial
7 Corporate Center Court, Suite B
Greensboro, NC 27408
Phone: (336) 346-3097
Email: mbrown@oldetownefinancial.com

Les Griffin

FSC Securities Corporation
5306 Yadkin Road
Fayetteville, NC 28303
Email: lgriffin@aol.com

David R. Hedges

CSA, SRES
Berkeley Wealth Professionals, PLLC
100 E. South Main Street
Waxhaw, NC 28173
Web: www.berkeleywealth.com
Email: dhedges@berkeleywealth.com

Kenneth V. Nelson

CRPC, CRPS
Investors Capital Corporation
10604 Bent Twig Drive
Raleigh, NC 27613
Web: www.thenelsongrouponline.com
Email: knelson@investorscapital.com

Jason T. Wheeler

CFP , AIF, MBA
Pathfinder Investments
4018 Oleander Drive
Suite 2
Wilmington, NC 28403
Web: www.pathfinderinvestments.com
Email: jason@pathfinderinvestments.com

Robert L. Penn

Jr., Financial Consultant
Pathfinder Investments
4018 Oleander Drive
Suite 2
Wilmington, NC 28403
Web: www.pathfinderinvestments.com
Email: rob@pathfinderinvestments.com

Peter Starr

USA Financial Securities
265 Racine Drive
Suite 103
Wilmington, NC 28403
Email: pstarr@peterstarr.com

Edward R. Riley

Arrow Dynamics/Iron Street Securities
2716 15th St.
#1
Columbus, NE 68601
Email: erriley@plattevalley.net

Gary R Paquette

Senior Vice President/Investments
Stifel Nicolaus
276 Newport Road, Suite 103
New London, NH 03229
Email: paquetteg@stifel.com

Dave Baker

ChFC, CLU, RHU, AEP
Points North/Woodbury Financial
8 Endicott Street
P.O. Box 1330
Wolfeboro, NH 03894
Web: www.arctous.net
Email: dave@arctous.net

Patrick L. Curtin

Curtin Financial Services
70 Pine Street
Peterborough, NH 03458
Phone: 603.924.1397
Web: curtinfinancialservices.com
Email: patrick@curtinfinancialservices.com

Michael A. Phillips

CFP
Royal Alliance Associates, Inc.
509 Stillwells Corner Rd.
Suite E-4
Freehold, NJ 07728
Email: m.phillips@prodigy.net

Steve Hall

Director
Rhino Asset Management, LLC
1624 Beaverdam Road
Point Pleasant, NJ 08742
Web: www.rhinoasset.com
Email: njtrader@gmail.com

Adam Way

Smith Barney
3000 Atrium Way, Suite 500
Mt. Laurel, NJ 08054
Web: fa.smithbarney.com/way
Email: John.A.Way@SmithBarney.com

Richard G. Dragotta

RPC, CRPC, Managing Partner
Integra Investment Service, LLC
301 Route 17 North
Fourth Floor
Rutherford, NJ 07070
Web: www.IntegraAdvisor.com
Email: richard.dragotta@lpl.com

Alfred T. Blomquist

Jr.
DiVesTech Inc.
221 Green Ridge Road
Franklin Lakes, NJ 07417
Email: lobeta@optomline.net

Lance E. McGinnis

Financial Advisor
Oppenheimer & Co.
Park 80 West - Plaza One, Third Fl.
Saddle Brook, NJ 07663
Web: www.opco.com
Email: lance.mcginnis@opco.com

Frank Abella

Investment Partners Asset Management
One Highland Avenue
Metuchen, NJ 08840
Web: www.investmentpartners.com
Email: fabella@investmentpartners.com

David Frank, CFP, CIMA Senior Vice President- Investments

Wells Fargo Advisors
160 Mt. Bethel Road
Warren, NJ 07059
Phone: 908-542-9131
Email: david.frank@wfadvisors.com

Robert Rafano

CFP, CRPC, CLTC
Ameriprise Financial Services, Inc.
129 Main St, 2nd Fl
South River, NJ 08882
Phone: 732.307.7080
Web: https://www.ameripriseadvisors.com/robert.x.rafano
Email: robert.x.rafano@ampf.com

Steven P. Margulin

CPA
W.S. Griffith & Co., Inc.
3791 Southern Blvd.
Suite 200
Rio Rancho, NM 87124
Web: www.margulincpa.com
Email: stevinvest@aol.com

John Onesti

CFP
Onesti Investment Advisors
6000 Cortaderia Street NE
Suite 3214
Albuquerque, NM 87111
Web: www.onestiadvisors.com
Email: john@onestiadvisors.com

Paul Carter

First Vice President,
Financial Consultant
RBC Dain Rauscher
3770 Howard Hughes Parkway
Suite 100
Las Vegas, NV 89195
Email: paul.carter@rbcdain.com

Ray J. Shreder

RFC, CWM, CRC,
AIF Chief Investment Officer
Shreder Investment Consulting Group L.L.C.
116 Eagleview Court
Henderson, NV 89074
Email: ray@sicg.net

Jonathan Fenton

Sr., Tax & Financial Consultant
The Tax & Wealth Group, Inc.
7469 W. Lake Mead Blvd.
Suite 140
Las Vegas, NV 89128
Email: jonathan.fenton@usallianzsec.com

Thomas P. Flanagan

Questar Capital, NASD, SIPC
278 Fourth Avenue
St. James, NY 11780
Email: tflan01@optonline.net

Brian McDaid

CFP, EA, ATA
1st Global Capital Corp.
55 Old Turnpike Rd.
Suite 408
Nanuet, NY 10954
Web: www.brianmcdaid.com
Email: brian@acd-pc.com

Jamie Block

Assoc Vice President, Financial Advisor
Morgan Stanley
1 Blue Hill Plaza
New York City, NY 10965
Email: jamie.block@morganstanley.com

Thomas J. Bowes

Sr. Vice President - Investments
UBS Financial Services, Inc.
1251 Avenue of the Americas
Floor 2
New York, NY 10006
Web: www.ubs.com

Robert F. Kennedy


Sr. Vice President - Investments
UBS Financial Services, Inc.
1251 Avenue of the Americas
Floor 2
New York, NY 10006
Web: www.ubs.com

Thomas A. Murphy


First Vice President - Investments
UBS Financial Services, Inc.
1251 Avenue of the Americas
Floor 2
New York, NY 10006
Web: www.ubs.com

Diana E. Ceylan

Investment Associate
UBS Financial Services, Inc.
1251 Avenue of the Americas
Floor 2
New York, NY 10006
Web: www.ubs.com

Matthew B. Dresnick

CFP
UBS Financial Services, Inc.
1251 Avenue of the Americas
Floor 2
New York, NY 10006
Web: www.ubs.com
Email: matthew.dresnick@ubs.com

William F. Crawford

UBS Financial Services, Inc.
1251 Avenue of the Americas, 2nd Floor
New York, NY 10020-1080
Web: www.ubs.com
Email: Bill.Crawford@UBS.com

Michael Starr

Senior Vice President/Investments
Stifel, Nicolaus & Company, Inc.
650 Madison Ave.
10th Floor
New York, NY 10022
Web: www.starrgroup.net
Email: Michael.Starr@stifel.com

Daniel A. Silverstein

Closed-End Fund Advisors
60 Riverside Drive, Suite 6C
New York, NY 10024
Web: www.cefadvisors.com
Email: dan@cefadvisors.com

Sharon Thornton

Karpus Investment Management
183 Sully's Trail
Pittford, NY 14534
Web: www.Karpus.com
Email: sharon@karpus.com

Alan T. Cirulli

A.G. Edwards & Sons, Inc.
10 Bank Street
Suite 1030
White Plains, NY 10606
Email: alan.cirulli@agedwards.com

Steve Ircha

Aegis Capital
26 Paxton Avenue
Bronxville, NY 10708
Email: sircha@aegiscap.com

Austin J. Warrin

Vice President, Global Wealth Management Advisor
Morgan Stanley Smith Barney
2 Penn Plaza
22nd Floor
New York, NY 10121
Web: http://www.morganstanley.com/fa/austin.warrin
Email: Austin.Warrin@morganstanleysmithbarney.com

Francis J. Gerham

Jr., CRC
Vice President - Investments
Westminster Financial, LLC
350 Linden Oaks
Rochester, NY 14625
Web: www.westminster-financial.com
Email: fjgerham@westminster-financial.com

Mark Stratton

LPL Financial
549 Broadway 2nd Floor
Massapequa, NY 11758
Web: www.cfgli.com
Email: mark.stratton@lpl.com

J. Clark Kastner

Weatherhelm Capital Management LLC
15 West Main Street
Cambridge, NY 12816
Phone: 518-407-3886
Email: clark@weatherhelm.net

Deep Patel

BofA Merrill Lynch
4 World Financial Center
New York, NY 
Phone: 212.449.0199
Email: deep.Patel@ml.com

Kyle Gearhart

CFP, CRPC
Gearhart and Associates of Raymond James
201 E 5th Street
Suite 2500
Cincinnati, OH 45202
Phone: 513-287-6791
Web: raymondjames.com/gearhartandassociates
Email: kyle.gearhart@raymondjames.com

Jim Kilgore, CFP

401 Advisor, LLC
203 W Franklin St.
Centerville, OH 45459
Phone: 937-434-1970
Web: www.401advisor.com
Email: jim@401advisor.com

Tom Moughan

RAV Financial Services, LLC
2000 Auburn Drive, Suite 400
Beachwood, OH 44122
Web: www.ravfinancial.com
Email: tmoughan@ravfinancial.com

Matthew M Van Schaik

AAMS, AWMA, CMFC
Northstar Wealth Management
70 Birch Alley, Suite 202
Beavercreek, OH 45440
Web: www.planwithnorthstar.com
Email: mvanschaik@ae.cadaretgrant.com

Marsha M. Gilby

Advantage Capital Corporation
21360 Center Ridge Rd.
Suite 310
Rocky River, OH 44116
Email: gilby@nacs.net

Roger Faubel

CFP
Dow Financial Services
1280 Boardman-Canfield Rd.
Boardman, OH 44512
Email: roger@dowfinancial.com

Robert Frantz

Senior Vice President, Investment Officer
Investment Advisory Group
of Wachovia Securities

25 Main Street, 2nd Floor
Westlake, OH 44145
Web: http://www.robertfrantz.wfadv.com
Email: robert.frantz@wachoviasec.com

Brian P. Ellis


Registered Representative
Ellis Financial Services LLC
Securities offered through Investacorp, Inc.

3637 State Route 5, Suite 7
Cortland, OH 44410
Web: www.ellisfinancialservices.com
Email: bellis1117@yahoo.com

Mark Aldridge, CFP, CFA, ChFC

Aldridge Financial Consultants, LLC
An Independent Firm
Securities and Investment Advisory Services offered through

Raymond James Financial Services, Inc

4602 Sawmill Road
Columbus, OH 43220
Web: www.markaldridge.com
Email: mark.aldridge@raymondjames,com

Donald W. Samuels

MBA, CPA, CFP
Samuals Financial Services, Inc.
1280 Boardman-Canfield Rd.
Youngstown, OH 44512
Email: samuels_don@yahoo.com

Joseph J Kovach

CMFC
Brennan Financial Group
22901 Millcreek Blvd
Suite 360
Highland Hills, OH 44122
Web: www.brennanfinancial.com
Email: jkovach@brennanfinancial.com

Vincent P. DiPietro


Managing Executive, Financial Advisor
Royal Alliance Associates, Inc.
860B E. Franklin Street
Centerville, OH 45458
Email: vdipietro@royalaa.com

B.J. Cowan

President & Investment Advisor Representative
Cowan Financial Services, LLC
4124 Bentbrook Place
Norman, OK 73072
Phone: 405.310.5058
Web: cowanfinancialservicesllc.com
Email: bj@cowanfinancialservicesllc.com

Don Dillingham

CFA, CPA
Merit Advisors, Inc.
121 N.E. 50th Street
Oklahoma City, OK 13905
Web: www.meritadvisors.com
Email: don@meritadvisors.com

Emily Field Cary

Morgan Stanley Smith Barney
2200 South Utica Avenue, Suite 300
Tulsa, OK 74114
Web: fa.smithbarney.com/emilycary
Email: emily.f.cary@smithbarney.com

Robert L. Hesslink

Jr., ChFc, CASL
Centerpointe Advisers
15975 SE Goosehollow Drive
Damascus, OR 97089
Phone: 951-533-1563
Email: rhesslink@fscadvisor.com

Steve Baack

Morgan Stanley
4800 SW Meadows Rd, Ste 400
Lake Oswego, OR 97035
Email: steven.baack@morganstanley.com

Gregory D. Hogensen

Morgan Stanley
4800 SW Meadows Rd., Ste 400
Lake Oswego, OR 97035
Email: greg.d.hogensen@morganstanley.com

Mike Bosso

Cascadia Wealth Management
8050 SW Pfaffle St. Ste. 100
Tigard, OR 97223
Web: www.mikeonthemarkets.com
Email: Mike@cascadiawm.com

W. Ben Utley

MS CFP
Utley Financial Planning
1859 Heitzman Way
Eugene, OR 97402
Web: www.utleyfp.com
Email: plan@utleyfp.com

Douglas Stone

SeaCrest Wealth Management, LLC
3255 Hillcrest Park Suite 108
Medford, OR 97504
Web: http://seacrestwmclients.com/doug-stone/
Email: dstone@seacrestwm.com

Roger Entrekin

Wedbush Morgan Securities
1300 S.W. Fifth Ave.
Suite 2000
Portland, OR 97201
Email: roger.entrekin@wedbush.com

Craig Weicker


Financial Advisor
Cuso Financial Services
PO Box 70046
Eugene, OR 97401-0103
Web: www.penfed.org/productsandrates/investmentservices/craigWeicker.asp
Email: craig.weicker@penfedinvest.com

Dan Retzlaff

Retzlaff Wealth Management
16100 NW Cornell Road #240
Beaverton, OR 97006
Phone: 971-266-1486
Web: www.RetzlaffWealth.com
Email: daniel.retzlaff@lpl.com

Bryn Torkelson

Matisse Funds
4949 Meadows Road, Suite 200
Lake Oswego, OR 97035
Phone: (503) 210-3001
Email: bryn@matissefunds.com

Nik Torkelson

Matisse Funds
4949 Meadows Road, Suite 200
Lake Oswego,, OR  97035
Phone: 503 210 3006
Web: www.matissefunds.com
Email: Nik@matissefunds.com

Victor Schramm

CFS
0650 SW Gaines St
Portland, OR 97239
Phone: 541.729.0382
Web: victorschramm.com
Email: victorschramm@gmail.com

Christian Grude

ChFC
Ellis Investment Partners
920 Cassatt Road
Building 200, Suite 115
Berwyn, PA 19312
Phone: 484.320.6300
Email: chris@ellisinvestmentpartners.com

J. Scott Miller

Blue Bell Private Wealth Mgmt, LLC
470 Norristown Road
Ste. 305
Blue Bell, PA 19422
Web: www.bluebellpwm.com
Email: jsmiller@bluebellpwm.com

James P. Kilbride

Janney Montgomery Scott, LLC
8101 Washington Lane
Wyncote, PA 19095
Email: jkilbride@jmsonline.com

Mark L. Perilman

Private Wealth Advisor, CFP, CLU, ChFC, CRPC,CFS,
FamilyWealth Management Group, LLC
Lincoln Financial Advisors

370 Southpoint Blvd, Suite 200
Canonsburg, PA 15317
Email: MLPerilman@Yahoo.com

Bill Shank

AIF
Senior Vice President
BRE Financial Solutions, Inc.

1430 East Maple Street
Palmyra, PA 17078
Web: www.brefinancial.com
Email: bill_s@brefinancial.com

Richard L. Blenheim

Assoc. VP - Investments
Oppenheimer & Co.
60 North Main Street
Doylestown, PA 18901
Web: www.opco.com
Email: richard.blenheim@opco.com

Blaine W. Fritsch

Associate Vice President
Ryan Beck & Co.
1146 S. Cedar Crest Blvd.
Allentown, PA 18103
Web: www.ryanbeck.com
Email: blaine.fritsch@ryanbeck.com

Jim Hart

Butler Wick & Co. Inc.
1 East State Street
Sharon, PA 16146
Email: hartj@butlerwick.com

Benjamin L. Johnson

The Johnson Group/Merrill Lynch
1650 Market Street
29th Floor
Philadelphia, PA 19103
Web: fa.ml.com/the_johnson_group
Email: benjamin_johnson@ml.com

Elliot Fine

Sr. Vice Pres.
Oppenheimer & Co.
500 Old York Road
Jenkintown, PA 19046
Web: www.opco.com
Email: elliot.fine@opco.com

Jon Blum

VP, Financial Advisor
Blum Sterrett Group/Merrill Lynch
1650 Market Street
29th Floor
Philadelphia, PA 19103
Web: fa.ml.com/BLUM_STERRETT_GROUP
Email: jon_blum@ml.com

Barbara Sterrett

VP, CFP
Blum Sterrett Group/Merrill Lynch
1651 Market Street
30th Floor
Philadelphia, PA 19104
Web: fa.ml.com/BLUM_STERRETT_GROUP
Email: barbara_sterrett@ml.com

Jeffrey Macaluso

ChFC
Citi - Smith Barney
1650 Market Street, 42nd Floor
Philadelphia, PA 19103
Web: fa.smithbarney.com/jeffreymacaluso
Email: jeffrey.macaluso@smithbarney.com

Jerry Jevic

Vice President - Investments
Oppenheimer & Co., Inc.
1818 Market Street
Philadelphia, PA 19103
Web: www.opco.com
Email: jerry.jevic@opco.com

Stephen G. Hetrick

Rice and Hetrick Financial Services
4800 Linglestown Rd.
Suite 303
Harrisburg, PA 17112
Email: shetrick@ix.netcom.com

Michael S Spatacco

Managing Director
Boenning & Scattergood
Times Building Suite 800
32 Parking Plaza
Ardmore, PA 19003
Web: www.boenninginc.com
Email: mspatacco@boenninginc.com

Shawn Seilback

Advantage Capital
400 Middletown Blvd.
Suite 106
Langhorne, PA 19047
Email: sseil@aol.com

Irv Rosenzweig

CFP, ChFC, CLU, CRPS, AEP, AIF
RZ Wealth
480 E Swedesford Rd.
Suite 120
Wayne, PA 19087
Web: www.rzwealth.com
Email: irosenzweig@rzwealth.com

William R. Zeuner

CFP, Financial Advisor
Wells Fargo Advisors
1 Fayette Street, Two Tower Bridge, Suite 200
Conshohocken, PA 19428
Web: www.wfadvisors.com/william.r.zeuner
Email: william.zeuner@wfadvisors.com

A. William Sauter

CFP, AAMS, CRPC
Edward Jones
16 William Pope Dr., Ste. 102C
Okatie, SC 29909
Web: www.edwardjones.com
Email: bill.sauter@edwardjones.com

Edward H. Fetner

III, CFP, CRPC
Wealth Management Advisor
Merrill Lynch
17 Lockwood Dr., Ste. 200
Charleston, SC 29401
Web: fa.ml.com/ted_fetner
Email: ted_fetner@ml.com

Walter C. Kivett

Financial Advisor, Retirement Planning Specialist, Rule 144 Specialist
Morgan Stanley
301 N. Main St., Ste. 2400
Greenville, SC 29601
Email: Walter.Kivett@morganstanley.com

Dan Hoefer

CFP
Financial Advisor
Edward Jones
7436 Forest Court, Suite 101
Irmo, SC 29063
Web: www.edwardjones.com/cgi/getHTML.cgi?page=/USA/IR/market/index.html&CIRN=402899
Email: Dan.Hoefer@edwardjones.com

Keith Newcomb

CMT, AIF, CFP
Full Life Financial LLC
Registered Investment Advisers

604 Georgetown Drive
Nashville, TN 37205
Web: www.FullLifeFinancial.com
Email: keithnewcomb@FullLifeFinancial.com

Clay Hogan

CFA, Portfolio Manager
Hogan Investment Counsel
51 Germantown Court
Suite 108
Cordova, TN 38018
Email: clay@hoganinvestment.com

Jim Ferrell

Senior Vice President - Investments
Paradigm Wealth Partners
2099 Thunderhead Road
Suite 203
Knoxville, TN 37934
Email: james.ferrell@lpl.com

David J. Moore

CFP
Compass Financial Group
9224 Hunterboro Drive
Suite 100
Brentwood, TN 37027
Email: compassfinancial@comcast.net

Ted Bush

Capital Advantage
1111 Jupiter Road
Suite 102-A
Plano, TX 75074
Email: cated@flash.net

Robert A. Marshall

CFP, ChFC, CLU
Linsco/Private Ledger
P.O. Box 121563
Arlington, TX 76012

R. Barry Barton

HilltopSecurities Independent Network
111 Allencrest Ln
Coppell, TX 75019
Phone: (972) 393-2438
Web: www.hilltopsecurities.com
Email: barry.barton@hilltopnetwork.com

Mark M. Caputo

Assoc VP, Finl Advisor
Morgan Stanley
5001 Spring Valley Road
Suite 900W
Dallas, TX 75244
Email: mark.caputo@morganstanley.com

Ed Commons

SunAmerica Securities
3418 F Olson Blvd.
Amarillo, TX 79109
Email: ecommons@arn.net

Virgil L. Smith

Senior Managing Partner
HV Capital
3530 Forest Lane, Suite 314
Dallas, TX 75234
Email: vsmith@hvcapital.net

Joseph Cunneff

First Vice President, Investments
Raymond James
580 Westlake Park Blvd., Suite 500
Houston, TX 77079
Web: www.JosephCunneff.com
Email: Joseph.Cunneff@RaymondJames.com

Joseph Won

CRPC, Financial Advisor
Wells Fargo Advisors
8115 Preston Rd., Suite 300
Dallas, TX 75225
Web: www.home.wellsfargoadvisors.com/joseph.won
Email: joseph.won@wellsfargoadvisors.com

Garrett Beauvais

MarketTrend Advisors
3720 Gattis School Rd. #800
Round Rock, TX 78664
Web: http://www.markettrendadvisors.com
Email: info@markettrendadvisors.com

Ronnie Rushing

CFP
Southwest Securities, Inc.
8333 Douglas Ave., Suite 400
Dallas, TX 75225
Web: www.rushingscott.com
Email: rrushing@swst.com

Brad Scott

CFA
Southwest Securities, Inc.
8333 Douglas Ave., Suite 400
Dallas, TX 75225
Web: www.rushingscott.com
Email: bscott@swst.com

Ygnacio D. Garza

Long Chilton, LCA
3125 Central Blvd.
Brownsville, TX 78520
Web: www.longchilton.com
Email: ngarza@longchilton.com

Jason Reeves, MBA

MBA, Financial Advisor
Texas Coast Financial Services
127 W. Goodnight
Aransas Pass, TX 78336
Phone: (361) 226-4900
Email: jreeves@wradvisors.com

R. Don Kelley

Kelley Financial Group
1177 West Loop South
Suite 1775
Houston, TX 77027
Web: www.rdkfinance.com
Email: rdk@rdkfinance.com

Dennis Bielik

CFA, FRM, VP, Managing Director
TCG Advisors
900 S Capital Fwy
Austin, TX 78746
Phone: 512-600-5388
Web: tcgservices.com
Email: dbielik@tcgservices.com

John R. Dantche

RIA
JD Dantche Advisory Associates,
a Registered Investment Advisory Firm

204 N. Mill Trace Dr.
The Woodlands, TX 77381
Web: www.dantcheadvisory.com
Email: jdantche@earthlink.net

Matt Lowe

WMS
Raymond James & Associates, Inc.
2001 Ross Avenue
Ste. 4500
Dallas, TX 75201
Web: www.thewealthadvisers.com
Email: matthew.lowe@raymondjames.com

Pat Swanson

Oxbow Advisors, LLC
1980 Post Oak Boulevard
Suite 2300
Houston, TX 77056
Phone: 713-961-0462
Web: http://www.oxbowadvisors.com
Email: pswanson@oxbowadv.com

Robert E. Lee

CFP, CRPS, Sr. Vice President
Sovereign Wealth Advisors LLC
3120 Southwest Freeway
Suite 500
Houston, TX 77098
Phone: 713-527-3441
Web: sovereignwealthadvisors.com
Email: robert.lee@lpl.com

Rick Baird

CFA, RIA
Wind River Advisors, LLC
1901 Prospector Ave., Ste. 14
Park City, UT 84098
Web: www.windriveradvisors.com
Email: rbaird@windriveradvisors.com

Lisa Thorpe

Wells Fargo Advisors
335 E St George Blvd
Suite 101
St George, UT 84770
Phone: 435-674-3510
Email: Lisa.Thorpe@wellsfargoadvisors.com

Kent C. Griffiths

CFP
Sage Financial Strategies, Inc.
8759 Highland Drive
Sandy, UT 84093
Web: www.lpl.com/sage
Email: sage@lpl.com

Tyler Vanderbeek

CFP
Keystone Wealth Management
595 South Riverwoods Pkwy, Ste 170
Logan, UT 84321
Web: www.keystonewm.com
Email: tyler@keystonewm.com

F. Jay Abella

Investment Partners Asset Management
Williamsburg, VA 23188
Web: www.investmentpartners.com
Email: jabella@investmentpartners.com

Robert M.N. Shaker

Portfolio Manager
Shaker Financial Services, LLC
1220 N. Fillmore St., Suite 400
Arlington, VA 22201
Web: www.shakerfinancial.com
Email: info@shakerfinancial.com

John Cole Scott

Closed-End Fund Advisors, Inc.
7204 Glen Forest Drive, Suite #105
Virginia, VA 23226
Phone: (804) 288-2482
Web: www.cefadvisors.com
Email: jscott@cefadvisors.com

Steven Hamant

Deep Run Financial
4461 Cox Road
Suite 101
Glen Allen, VA 23060
Phone: (804) 270-0703
Web: deeprunfinancial.com
Email: steven.hamant@lpl.com

Joe Pickard Jr.

Oristano Capital LLC
2100 Under the Mountain Rd
South Londonderry, VT 05155
Phone: 617-854-3761
Web: oristanocapital.com
Email: Jpickard@oristanocapital.com

William Pike Anderson

Vice President/Investments
Stifel Nicolaus & Co Inc.
647 Depot Street
Manchester Center, VT 05255
Phone: 1-866-436-2560
Web: www.stifel.com
Email: andersonb@stifel.com

Steven M. Kersey

CFP
Closed-End Fund Advisors
1101 Lakeview Street, Suite 100
Bellingham, WA 98229
Web: www.cefadvisors.com
Email: smk@cefadvisors.com

Edward D. Wilder

Financial Advisor
Smith Barney
601 Union Street
Suite 5200
Seattle, WA 98101
Web: www.fa.smithbarney.com/wilder
Email: edward.d.wilder@smithbarney.com

Kurt J. Hilger

CIMA, Senior Investment Executive
National Securities Corporation
One Union Square
600 University Street, Suite 2900
Seattle, WA 98101
Phone: 206.343.6101
Web: http://www.nationalsecurities.com/
Email: khilger@nationalsecurities.com

Joseph Graves

Joseph Graves Capital Management
318 NE Fifth Avenue
Camas, WA 98607
Email: joe@josephgravescm.com

Alisa M. Allen

Financial Advisor
Edward Jones
107 Eastmont Ave.
East Wenatchee, WA 98802
Web: www.edwardjones.com
Email: alisa.allen@edwardjones.com

Kirk Mills

CPA, WMS
Mills Financial
15127 NE 24th Suite 557
Redmond, WA 98052
Email: millsfinancial@comcast.net

Gary Hundrup

Wealth Advisor Stadium Wealth Management DBA LPL Financial
1102 Broadway
Suite 300
Tacoma, WA 98402
Web: www.stadiumwm.com
Email: gary@stadiumwealth.com

Michelle Ouzounian

CMFC
Verity Investment Counsel, Inc.
6233 Durand Ave.
Ste. 102-1
Racine, WI 53406
Web: www.verityinvcounsel.com
Email: info@verityinvcounsel.com

Phillip J. Askot

Financial West Group
631 N. Mayfair Road
Wauwatosa, WI 53226
Email: askot@ticon.net

Robert G. Berkley

Lifetime Trusted Advisors, LLC
1244 West Blvd.
Racine, WI 53405
Email: info@bicpa.com

Timothy R. Banks

OSJ Manager
Franklin City Investments
9779 S. Franklin Drive, Suite 104
Franklin, WI 53132
Web: www.kiteandkey.com
Email: timothy.r.banks@lpl.com

Andrew Richman

Richman Financial Services LLC
10125 W. North Ave.
Wauwatosa, WI 53226
Email: andrew_richman@packerlandbrokerage.com

Jim Kobs

Financial Consultant
A. G. Edwards
3628 East Avenue
La Crosse, WI 54601
Email: jimkobs@charter.net

Nick Behnke

SBG Financial
805 N. Main St
Oshkosh, WI 54901
Phone: 920.233.7400
Web: www.SBGFinancial.com
Email: nick@sbgfinancialplanning.com

Larry Harvey

Chfc
Harvey Financial Group
518 Shepherds Dr.
West Bend, WI 53090
Web: www.harveyfinancial.com
Email: larry@harveyfinancial.com

Aaron Cade

Raymond James Financial Services
101 N. Main Street
Viroqua, WI 54665
Email: aaron.cade@raymondjames.com

Kirk Spano

Bluemound Asset Management, LLC
13500 Elm Grove Road #202
Elm Grove, WI 53122
Phone: 414-617-6669
Web: bluemoundassetmanagement.com
Email: research@bluemoundassetmanagement.com

Tim A. Roberts

CFP, Financial Advisor
Parker/Hunter, Inc.
700 Riley Bldg
14th & Chapline St.
Wheeling, WV 26003
Web: www.parkerhunter.com
Email: robertst@parkerhunter.com

The list above is provided solely to assist in the selection of investment advisors that specialize in closed-end funds. It does not imply any recommendation to use, or accreditation of, any advisor by the Closed-End Fund Association. The Closed-End Fund Association makes no warranties whatsoever, and does not sponsor or promote any of the closed-end funds, financial advisors or third-party organizations that might be viewed at our website, either directly at the site or through hyperlinks.

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