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First Trust Specialty Finance & Financial Opportunities Fund  as of 02/24/2021

NYSE / FGB Asset Class:  Sector Equity Funds 1 YR Lipper Avg:  N/A*

Growth of $10K

Avg Annual Total Return %
  10 YR 5 YR 1 YR YTD
Market Return 2.60% 5.07% -30.15% 21.57%
Lipper Pct. Rank 60 87 95 11
NAV Return 2.64% 5.00% -27.28% 11.07%
Lipper Pct. Rank 67 93 96 8
Premium/Discount History

10 YR Avg 5 YR Avg YTD Avg
-0.220% 1.443% -12.360%

NAV $3.87 Market Price $3.71
Net Change $0.07 Market Change $0.07
Premium/Discount -4.13%
1 YR NAV Return -27.283%
1 YR NAV Rank 96
12-Mo Yield as of 1/31/2021 Yield Def
Income Only Yield 8.87%
Distribution Yield (Market) 13.18%
Most Recent Income Dividend $0.083
Ex-Div Date 11/20/2020
Most Recent Cap Gain Dividend --
Ex-Div Date --
Dividend Frequency Quarterly
YTD Dividends --
YTD Capital Gains --
Inception Date 5/24/2007
Fund Advisor First Trust Advisors LP
Manager & Tenure Team Managed
Phone 800-621-1675
Total Net Assets (mil) as of 1/31/2021 $51.4
% Leveraged Assets as of 11/30/2020 17.67%
Portfolio Turnover 20.00%
Mgmt Fees 1.262%
Expense Ratio 2.350%
Fund Objective
The Fund seeks an attractive total return. Under normal market conditions, the Fund invests at least 80% of its Managed Assets in a portfolio of securities of specialty finance and other financial companies that the Funds Sub-Advisor believes offer attractive opportunities for income and capital appreciation.
Top Holdings (as of 11/30/2020)
Hercules Capital Inc ORD 9.44%
New Mountain Finance Corp ORD 9.16%
Ares Capital Corp ORD 8.33%
BlackRock TCP Capital Corp ORD 7.95%
Golub Capital BDC Inc ORD 7.07%
Solar Capital Ltd ORD 6.97%
Main Street Capital Corp ORD 6.94%
Stellus Capital Investment Corp ORD 6.44%
Triplepoint Venture Growth BDC Corp ORD 6.22%
Sixth Street Specialty Lending Inc ORD 6.12%
Top Sectors (as of 11/30/2020)
Financials 107.78%
Non Classified Equity 4.82%

*1 YR Lipper Average not available for this fund.


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