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First Trust Specialty Finance & Financial Opportunities Fund  as of 04/17/2014

NYSE / FGB Asset Class:  Sector Equity Funds 1 YR Lipper Avg:  14.17%

Growth of $10K

Avg Annual Total Return %
  10 YR 5 YR 1 YR YTD
Market Return -- 26.25% 2.50% 0.02%
Lipper Pct. Rank -- 25 74 60
NAV Return -- 24.77% 7.86% -2.12%
Lipper Pct. Rank -- 10 75 77
Premium/Discount History

10 YR Avg 5 YR Avg YTD Avg
-- -4.930% -5.990%

NAV $8.11 Market Price $7.70
Net Change -$0.02 Market Change $0.03
Premium/Discount -5.06%
1 YR NAV Return 7.862%
1 YR NAV Rank 75
12-Mo Yield as of 3/31/2014 Yield Def
Income Only Yield 7.51%
Distribution Yield (Market) 8.77%
Most Recent Income Dividend $0.170
Ex-Div Date 2/21/2014
Most Recent Cap Gain Dividend --
Ex-Div Date --
Dividend Frequency Quarterly
YTD Dividends $0.170
YTD Capital Gains --
Inception Date 5/24/2007
Fund Advisor First Trust Advisors LP
Manager & Tenure Team Managed
Phone 800-621-1675
Total Net Assets (mil) as of 3/31/2014 $117.1
% Leveraged Assets as of 11/30/2013 16.76%
Portfolio Turnover 13.00%
Mgmt Fees 1.310%
Expense Ratio 1.730%
Fund Objective
The Fund seeks a high level of current income. The Fund seeks attractive total return as a secondary objective. Under normal market conditions, the Fund will invest at least 80% of its assets in a portfolio of securities of specialty finance and other financial companies.
Top Holdings (as of 11/30/2013)
Ares Capital Corp ORD 11.79%
Golub Capital BDC Inc ORD 8.85%
PennantPark Investment Corp ORD 7.11%
THL Credit Inc ORD 7.03%
Hercules Technology Growth Capital Inc ORD 6.42%
Medley Capital Corp ORD 6.35%
Solar Capital Ltd ORD 5.47%
TCP Capital Corp ORD 5.18%
New Mountain Finance Corp ORD 4.40%
Triangle Capital Corp ORD 4.27%
Top Sectors (as of 11/30/2013)
Financials 116.84%
Non Classified Equity 2.24%

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